Stock Sectors

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ISHARES TRUST BARCLAYS AGGREGATE BOND (AGG)

The investment seeks investment results that correspond to the price and yield performance, before fees and expenses, of the Lehman Brothers Bond Index. The fund will invest approximately 90% of assets in the bonds represented in the underlying index and in securities that provide substantially similar exposure to securities in the underlying index. It may invest the remainder of assets in bonds not included in the underlying index, cash, liquid short-term instruments, shares of money market funds, and securities not included in the index.

FIRST TRUST STRATEGIC VALUE INDEX FUND (BASED ON THE CREDIT SUISSE US VALUE INDEX POWERED BY HOLT) (FDV)

The investment seeks results that correspond generally to the price and yield, before fees and expenses of the Deutsche Bank CROCI US+ index. The fund normally invests at least 90% of total assets in common stocks that comprise the index. The index identifies companies that may be undervalued based up their economic price/earnings ratios. It is an equal dollar weighted index which is intended to reflect the total return performance of the 40 stocks in the selection pool with the lowest positive CROCI Economic Price Earnings Ratios. The fund is nondiversified.

PROSHARES ULTRA RUSSELL2000 VALUE (UVT)

The investment seeks to track the price and yield performance, before fees and expenses, which correspond to twice the daily performance of the Russell 2000 Value Index. The fund will invest at least 80% of assets in securities that, in combination, have economic characteristics twice the daily return of the index. It will employ leveraged investment techniques to achieve the objective. The fund is nondiversified.

RYDEX ETF TRUST RYDEX S&P EQUAL WEIGHT INDUSTRIALS ETF (RGI)

The investment seeks to replicate, before fees and expenses, the performance of the S&P Equal Weight Industrial Index.

ISHARES FTSE KLD 400 SOCIAL INDEX FUND (DSI)

The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Domini 400 SocialSM index (the Underlying index). The fund may invest at least 90% of assets in the securities of the Underlying index or in ADRs representing securities in the Underlying index. It may invest the remainder of assets in securities not included in the Underlying index, but which BGFA believes may help the fund track the Underlying index, such as futures contracts, options on futures contracts, options, and swaps, as well as cash and cash equivalents.

FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND (QQEW)

The investment seeks results that correspond to the price and yield of NASDAQ-100 Equity Weighted index(SM). The fund normally invests at least 90% of total assets in common stocks that comprise the index. The index contains the same securities as the NASDAQ-100 index(R) but each of the securities is initially set at a weight of 1.00% of the index and is rebalanced quarterly. It is nondiversified.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES DYNAMIC MARKET PORTFOLIO (PWC)

The investment seeks investment results that correspond generally to the price and yield (before the Fund's fee and expenses) of an equity index called the Dynamic Market Intellidex Index. The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Market Intellidex. It will generally invest in all stocks comprising the Market Intellidex in proportion to their weightings in the Market intellidex. The advisor will seek a correlation of .95 or better between the Fund's performance and the performance of the Market Intellidex.

ISHARES DOW JONES US CONSUMER SERVICES SECTOR INDEX FUND (IYC)

The investment seeks investment results that correspond generally to the price and yield performance of the Dow Jones U.S. Consumer Services Sector Index. The Index includes companies in the following sectors: food and drug retailers, general retailers, media and travel and leisure.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES DYNAMIC LARGE CAP PORTFOLIO (PJF)

The investment seeks to track the price and yield performance, before fees and expenses, of the Dynamic Large Cap Intellidex Index. The fund will invest at least 80% of assets in the common stocks of large capitalization companies. It will invest at least 90% of assets in the common stocks that comprise the index. The index consists of approximately 100 companies.

ISHARES ISHARES DOW JONES US PHARMACEUTICAL INDEX FUND (IHE)

The investment seeks results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones U.S. Select Pharmaceuticals index. The index measures the performance of the pharmaceuticals sector of the U.S. equity market. It includes pharmaceutical companies such as manufacturers of prescription or over-the-counter drugs or vaccines, but excludes producers of vitamins. The fund uses a representative sampling strategy to try to track the index. It is nondiversified.

PROSHARES ULTRA HEALTH CARE (RXL)

The investment seeks daily investment results, before fees and expenses, which correspond to twice the daily performance of the Dow Jones U.S. Health care index. The fund normally invests in equity securities and/or financial instruments (including derivatives) that have similar daily price return characteristics as twice the daily return of the index. It may invest 80% of assets in equity securities contained in the index and/or financial instrument. The fund is nondiversified.

FIRST TRUST EXCHANGE-TRADED FUND FIRST TRUST MULTI CAP VALUE ALPHADEX FUND ETF (FAB)

The investment seeks to replicate, net of expenses, the Defined Multi Cap Value index. The fund invests at least 90% of assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed to objectively identify and select stocks from the S&P Composite 1500/Citigroup Value index that may generate positive alpha relative to traditional passive style indices through the use of the AlphaDEX(TM) screening methodology. It is nondiversified.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) RUSSELL 3000 VALUE INDEX FUND (IWW)

The investment seeks investment results that correspond generally to the price and yield performance of the Russell 3000 Value Index. The fund invests at least 90% of assets in the securities of the underlying index.The fund uses a representative sampling strategy in order to track the Russell 3000 Value Index, which measures the performance of the value sector of the US equity broad market. It invests in companies with lower price-to-book ratios and lower forecasted growth.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES DYNAMIC SM (PWY)

The investment seeks investment results that correspond generally to the price and yield, before fees and expenses, of the Dynamic Small Cap Value Intellidex. The fund will normally invest at least 80% of its assets in common stocks of small cap companies, and it will normally invest at least 90% of its assets in common stocks that ccomprise the Small Cap Value Intellidex. The Intellidex is comprised of 100 U.S. small cap value stocks selected principally on the basis of their capital appreciation potential as identified by the AMEX, the Intellidex provider.

WISDOMTREE TRUST WISDOMTREE TRUST WISDOMTREE MIDCAP EARNINGS FUND ETF (EZM)

The investment seeks to track the price and yield performance, before fees and expenses, of the WisdomTree MidCap Earnings index. The fund invests at least 95% of assets in securities that comprise the index. The index is a fundamentally weighted index that measures the performance of earnings-generating companies within the mid-capitalization segment of the U.S. Stock Market. Companies in the index are incorporated and listed in the U.S. and have generated positive cumulative earnings over their most recent four fiscal quarters. The fund is nondiversified.

RYDEX ETF TRUST RYDEX S&P EQUAL WEIGHT HEALTH CARE ETF (RYH)

The investment seeks to replicate, before fees and expenses, the performance of the S&P Equal Weight Health Care Index. The fund uses a replication strategy to track the index. The index consists of the common stocks of companies engaged in health care equipment and supplies, health care providers and services, and biotechnology and pharmaceuticals. The fund is nondiversified.

FIDELITY NASDAQ COMPOSITE INDEX TRACKING STOCK (ONEQ)

The investment seeks to provide investment returns that closely corresponds to the price and yield performance of the Nasdaq Composite Index. This fund normally invests at least 80% of assets in common stocks included in the Index. Fideltiy Management & Research Company's principal investment strategies include using a sampling technique based on quantitative analytic procedures to create a portfolio of securities listed in the Index that have a similar investment profile to the entire Index.

CLAYMORE EXCHANGE-TRADED FUND TRUST CLAYMORE/ZACKS SECTOR ROTATION ETF (XRO)

No description available.

PROSHARES ULTRA RUSSELL2000 GROWTH (UKK)

The investment seeks daily investment results, before fees and expenses, which correspond to twice the daily performance of the Russell 2000 Growth index. The fund normally invests in equity securities and/or financial instruments (including derivatives) that have similar daily price return characteristics as twice the daily return of the index. It may invest 80% of assets in equity securities contained in the index and/or financial instrument. The fund is nondiversified.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES DYNAMIC SM (PWT)

The investment seeks investment results that correspond generally to the price and yield, before fees and expenses, of the Dynamic Small Cap Growth Intellidex. The fund will normally invest at least 80% of its assets in common stocks of small cap companies, and it will normally invest at least 90% of its assets in common stocks that ccomprise the Small Cap Growth Intellidex. The Intellidex is comprised of 100 U.S. small cap growth stocks selected principally on the basis of their capital appreciation potential as identified by the AMEX, the Intellidex provider.

PROSHARES ULTRA CONSUMER SERVICES (UCC)

The investment seeks daily investment results, before fees and expenses, which correspond to twice the daily performance of the Dow Jones U.S. Consumer Services index. The fund normally invests in equity securities and/or financial instruments (including derivatives) that have similar daily price return characteristics as twice the daily return of the index. It may invest 80% of assets in equity securities contained in the index and/or financial instrument. The fund is nondiversified.

ISHARES TRUST ISHARES S&P 1500 INDEX FUND (ISI)

The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P 1500 Composite Index. The fund invests at least 90% of assets in the securities of the underlying index or in American Depositary Receipts (ADRs), Global Depositary Receipts (GDRs) or European Depositary Receipts (EDRs)(collectively Depositary Receipts) representing securities in the underlying index. It uses a representative sampling strategy to track the Index. The Index is comprised of the S&P 500, MidCap 400, and SmallCap 600 Indices, which together represent approximately 90% of the total U.S. equity market.

PROSHARES SHORT MIDCAP400 (MYY)

The investment seeks daily investment results, before fees and expenses, which correspond to the inverse of the daily performance of the S&P midcap 400 index. The fund normally invests 80% of assets to financial instruments with economic characteristics that should be inverse to those of the index. It may employ leveraged investment techniques in seeking its investment objective.

WISDOMTREE TRUST WISDOMTREE TRUST WISDOMTREE SMALLCAP EARNINGS FUND ETF (EES)

The investment seeks to track the price and yield performance, before fees and expenses, of the WisdomTree SmallCap Earnings index. The fund invests at least 95% of assets in securities that comprise the index. The index is a fundamentally weighted index that measures the performance of earnings-generating companies within the small-capitalization segment of the U.S. Stock Market. Companies in the index are incorporated and listed in the U.S. and have generated positive cumulative earnings over their most recent four fiscal quarters. The fund is nondiversified.

FIRST TRUST EXCHANGE-TRADED FUND FIRST TRUST LARGE CAP VALUE OPPORTUNITIES ALPHADEX FUND ETF (FTA)

The investment seeks to replicate, net of expenses, the Defined Large Cap Value Opportunities index. The fund will invest at least 90% of assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed to objectively identify and select stocks from the S&P 500/Citigroup Value index that may generate positive alpha relative to traditional passive style indices through the use of the AlphaDEX(TM) screening methodology. It is nondiversified.

FIRST TRUST EXCHANGE-TRADED FUND FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF (FYX)

The investment seeks to replicate, net of expenses, the Defined Small Cap Core index. The fund invests at least 90% of assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed to objectively identify and select stocks from the S&P SmallCap 600 index that may generate positive alpha relative to traditional passive style indices through the use of the AlphaDEX(TM) screening methodology. It is nondiversified.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES DYNAMIC SMALL CAP PORTFOLIO (PJM)

The investment seeks to track the price and yield performance, before fees and expenses, of the Dynamic Small Cap Intellidex Index. The fund will invest at least 80% of assets in the common stocks of small capitalization companies. It will invest at least 90% of assets in the common stocks that comprise the index. The index consists of approximately 200 companies.

SPDR SERIES TRUST STREETTRACKS SERIES TRUST SPDR BARCLAYS INTERMEDIATE TERM TREASURY ETF (ITE)

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of an index that tracks the 1-10 year sector of the United States Treasury market. The fund uses a passive management strategy designed to track the total return performance of the Lehman Brothers Intermediate U.S. Treasury index. The Intermediate U.S. Treasury index measures the performance of public obligations of the U.S. Treasury that have a remaining maturity of greater than or equal 1 year and less than 10 years. It is nondiversified.

PROSHARES SHORT SMALLCAP600 (SBB)

Sussex Bancorp operates as the holding company for Sussex Bank, which provides commercial banking services in Sussex County, New Jersey. The bank accepts personal and business checking accounts, and time deposits; money market accounts; and regular savings accounts. It offers commercial, consumer, mortgage, home equity, and personal loans. The bank also provides one to four family mortgage loans for sale in secondary markets, as well as offers commercial and personal lines of insurance. It offers its services to small and medium sized businesses, professional community, and individuals. The bank invests in U.S. government agency securities, state and political subdivisions, mortgage-backed securities, corporate securities, and equity securities. As of September 30, 2005, the bank operated eight banking offices located in Vernon, Montague, Sparta, Wantage, Newton, Augusta, New Jersey, and Andover, New Jersey. Sussex Bancorp was formed in 1975 and is based in Franklin, New Jersey.

ISHARES ISHARES DOW JONES US HEALTH CARE PROVIDERS INDEX FUND (IHF)

The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones U.S. Select Health Care Providers index. The index measures the performance of the health care providers sub-sector of the U.S. equity market. It includes companies that are health care providers such as owners and operators of health maintenance organizations, hospitals, clinics, dentists, opticians, nursing homes, rehabilitation and retirement centers. The fund uses a representative sampling strategy to try to track the index. It is nondiversified.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES DYNAMIC MI (PWJ)

The investment seeks investment results that correspond generally to the price and yield, before fees and expenses, of the Dynamic Mid Cap Growth Intellidex. The fund will normally invest at least 80% of its assets in common stocks of mid cap companies, and it will normally invest at least 90% of its assets in common stocks that ccomprise the Mid Cap Growth Intellidex. The Intellidex is comprised of 75 U.S. mid cap growth stocks selected principally on the basis of their capital appreciation potential as identified by the AMEX, the Intellidex provider.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) DOW JONES US TOTAL MARKET INDEX FUND (IYY)

The investment seeks investment results that correspond generally to the price and yield performance of the Dow Jones U.S. Total Market Index. The Index is comprised of all of the companies in the Dow Jones Large-Cap Index, Dow Jones Mid-Cap Index and Dow Jones Small-Cap Index. The Index represents approximately 95% of the market capitalization of all listed U.S. equity securities.

SPDR SERIES TRUST STREETTRACKS SERIES TRUST SPDR BARCLAYS CAPITAL AGGREGATE BOND ETF (LAG)

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of an index that tracks the U.S. dollar denominated investment grade bond market. The fund uses a passive management strategy designed to track the total return performance of the Lehman Brothers U.S. Aggregate index. The U.S. Aggregate index represents the securities of the U.S. dollar denominated investment grade bond market. It is nondiversified.

RYDEX ETF TRUST RYDEX ETF TRUST RYDEX S&P SMALLCAP 600 PURE VALUE ETF (RZV)

The investment seeks to replicate as closely as possible, before expenses, the performance of the S&P SmallCap 600/Citigroup Pure Value index. The fund uses a "replication" strategy to try to track the S&P SmallCap 600/Citigroup Pure Value index, which contains only those S&P SmallCap 600 companies with strong value characteristics as selected by Standard & Poor's.

VANGUARD BOND INDEX FUNDS VANGUARD BOND INDEX FUNDS VANGUARD LONG-TERM BOND ETF (BLV)

The investment seeks to track the performance of a market-weighted bond index with a long-term dollar-weighted average maturity.

POWERSHARES EXCHANGE-TRADED FUND TRUST AEROSPACE & DEFENSE PORTFOLIO (PPA)

The investment seeks results that correspond generally to the price and yield (before the Fund's fees and expenses) of an equity index called the SPADE(TM) Defense index. The fund normally invests at least 80% of total assets in common stocks of aerospace and defense companies. It may invest at least 90% of total assets in common stocks that comprise the SPADE(TM) Defense Index. The fund seeks to match the performance of the SPADE(TM) Defense index. It is nondiversified.

POWERSHARES EXCHANGE-TRADED FUND TRUST ETF (PJP)

The investment seeks investment results that correspond generally to the price and yield, before fees and expenses, of an equity index called the Dynamic Pharmaceuticals Intellidex. The fund will normally invest at least 80% of its assets in common stocks of pharmaceutical companies. It will normally invest at least 90% of its assets in common stocks that comprise the Pharmaceuticals Intellidex. The Intellidex is comprised of 30 U.S. pharmaceuticals companies.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) DOW JONES US HEALTHCARE SECTOR INDEX FUND (IYH)

The investment seeks investment results that correspond generally to the price and yield performance of the Dow Jones U.S. Healthcare Sector Index. Majo component companies include health care providers, biotechnology companies and manufacturers of medical supplies.

ISHARES S&P GSTI TECHNOLOGY INDEX FUND (IGM)

The investment seeks investment results that correspond generally to the price and yield performance of the Goldman Sachs Technology Sector Index. The Index includes computer-related, electronics, networking, Internet services, and Internet software companies. The fund uses a representative sampling strategy to try to track the Index. This fund is nondiversified.

ISHARES GLOBAL HEALTH ISHARES GLOBAL HEALTHCARE SECTOR INDEX FUND (IXJ)

The investment seeks investment results that correspond closely to the performance, before fees and expenses, of the S&P Global Healthcare Sector Index. The fund invests at least 90% of assets in an aggregate sample of securities that reflect the predominant characteristics of its sector index. The fund’s component companies include health care providers, biotech companies and manufacturers of medical supplies, and pharmaceuticals. The fund is nondiversified.

MERRILL LYNCH & CO INC INTERNET HOLDRS TRUST (HHH)

The investment is designed to diversify your investment in the Internet industry through a single, exchange-listed instrument representing your undivided beneficial ownership of the underlying securities. The trust holds shares of common stock issued by specified companies that, when initially selected, were involved in the Internet industry. Except when a reconstitution event, distribution of Except when a reconstitution event, distribution of securities by an underlying issuer or other event occurs, the group of companies will not change. There are currently 13 companies included in the Internet HOLDRS.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) RUSSELL 3000 GROWTH INDEX FUND (IWZ)

The investment seeks investment results that correspond generally to the price and yield performance of the Russell 3000 Growth Index. The fund invests at least 90% of assets in the securities of the underlying index.The fund uses a replication strategy in order to track the Russell 3000 Growth Index, which measures the performance of the growth sector of the US equity broad market. It invests in companies with higher price-to-book ratios and higher forecasted growth.

PROSHARES ULTRASHORT SMALLCAP600 (SDD)

The investment seeks daily investment results, before fees and expenses, which correspond to the inverse of the daily performance of the S&P SmallCap 600 index. The fund normally invests 80% of assets to financial instruments with economic characteristics that should be inverse to those of the index. It may employ leveraged investment techniques in seeking its investment objective.

FIRST TRUST VALUE LINE 100 FUND COMMON SHARES OF BENEFICIAL INTEREST $01 PAR VALUE (FVL)

First Trust Value Line(R) 100 Fund operates as a diversified, closed-end management investment company. It primarily invests in a diversified portfolio of the 100 common stocks ranked number 1 in Value Line's Timeliness Ranking System. The fund's investment portfolio comprises investments in healthcare providers and services, household durables, specialty retail, biotechnology, communications equipment, software, healthcare equipment and supplies, IT services, hotels, restaurants and leisure, food and staples retailing, semiconductors and semiconductor equipment, and computers and peripherals, as well as oil, gas, and consumable fuel sectors. It also invests in machinery, commercial services and supplies, road and rail, media, energy equipment and services, electronic equipment and instruments, Internet software and services, capital markets, auto components, diversified consumer services, textiles and apparel, diversified financial services, pharmaceuticals, metals and mining, distributors, personal products, and electrical equipment sectors. First Trust Advisors L.P. serves as the investment advisor of the fund. First Trust Value Line(R) 100 Fund was founded in 2003 and is based in Lisle, Illinois.

FIRST TRUST EXCHANGE-TRADED FUND FIRST TRUST MID CAP CORE ALPHADEX FUND ETF (FNX)

FNX Mining Company, Inc. engages in the production and sale of nickel, copper, platinum, palladium, and gold, including related activities of exploration and development in the Sudbury mining district of Canada. Its properties include McCreedy West property, Levack property, Podolsky property, Victoria property, North Range football property, and Kirkwood property. The company was incorporated in 1984 as Fort Knox Gold Resources, Inc. It changed its name to FNX Mining Company, Inc. in 2002. FNX Mining Company is based in Toronto, Canada.

VANGUARD INDEX TRUST VANGUARD HEALTH CARE ETF (VHT)

The investment seeks to track the performance of a benchmark index that measures the investment return of health care stocks. The Fund employs a passive management investment approach designed to track the performance of the MSCI U.S. Investable Market Health Care Index. This index consists of all capitalization of stocks within the health care sector. This sector industry includes companies that manufacture health care equipment and supplies or provide health care related services. It also includes companies primarily involved in the research, development, production, and marketing of pharmaceuticals and biotechnology products.

FIRST TRUST EXCHANGE-TRADED FUND FIRST TRUST LARGE CAP GROWTH OPPORTUNITIES ALPHADEX FUND ETF (FTC)

The investment seeks to replicate, net of expenses, the Defined Large Cap Growth Opportunities index. The fund invests at least 90% of assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed to objectively identify and select stocks from the S&P 500/Citigroup Growth index that may generate positive alpha relative to traditional passive style indices through the use of the AlphaDEX(TM) screening methodology. It is nondiversified.

RYDEX ETF TRUST RYDEX ETF TRUST RYDEX RUSSEL TOP 50 ETF (XLG)

The investment seeks to replicate as closely as possible, before expenses, the performance of the Russell Top 50 Index. The Index consists of the common stocks of the 50 largest U.S. companies based on total market capitalization as represented in the Russell 3000 Index. The Fund will use a “replication” strategy to try to track the Index. “Replication” refers to investing in substantially all of the securities in the underlying index in approximately the same proportions as in the underlying index.

CLAYMORE EXCHANGE-TRADED FUND TRUST CLAYMORE/SABRIENT INSIDER ETF (NFO)

The investment seeks results that correspond to the performance, before fees and expenses, of the Sabrient Insider Sentiment Index. The fund invests at least 90% of assets in common stocks and ADRs that comprise the index. The index is comprised of a group of stocks that are reflecting favorable corporate insider buying trends and Wall Street analyst earnings estimates. It consists of the 100 highest-ranking stocks from a subset of companies covered by more than one analyst. It is nondiversified.

VANGUARD INDEX TRUST VANGUARD CONSUMER DISCRETIONARY ETF (VCR)

The investment seeks to track the performance of a benchmark index that measures the investment return of consumer discretionary stocks. The fund employs a passive management investment approach designed to track the performance of the MSCI U.S. Investable Market Consumer Discretionary Index. This index consists of stocks of large, medium, and small U.S. companies within the consumer discretionary sector. Its manufacturing and service segments include automotive, household durable goods, textiles and hotels, restaurants and other leisure facilities.

CLAYMORE /BBD HIGH INCOME INDEX ETF (LVL)

The investment seeks investment results that correspond generally to the performance, before the Fund's fees and expenses, of an equity index called the Benchmarks by Design High Income index. The fund using a low cost "passive" or "indexing" investment approach, will seek to replicate, before expenses, the performance of the BBD Income index. It will normally invest at least 90% of total assets in securities that comprise the Index.

RYDEX ETF TRUST RYDEX ETF TRUST RYDEX S&P 500 PURE GROWTH ETF (RPG)

The investment seeks to replicate as closely as possible, before expenses, the performance of the S&P 500/Citigroup Pure Growth index. The fund uses a passive management strategy to track the performance of the underlying index. The S&P 500/Citigroup Pure Growth index is narrow in focus, containing only those S&P 500 companies with strong growth characteristics as selected by Standard & Poor's. The advisor, expects that, over time, the correlation between the fund's performance and that of the underlying index, before expenses, will be 95% or better.

SPDR SERIES TRUST STREETTRACKS SERIES TRUST SPDR BARCLAYS CAPITAL TIPS ETF (IPE)

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of an index that tracks the inflation protected sector of the United States Treasury market. The fund uses a passive management strategy designed to track the total return performance of the Barclays U.S. Government Inflation-linked Bond index. The U.S. Treasury TIPS index measures the performance of inflation protected public obligations of the U.S. Treasury. It is nondiversified.

POWERSHARES S&P 500 HIGH QUALITY PORTFOLIO (PIV)

The investment seeks results that correspond generally to the price and yield (before the Fund's fees and expenses) of an equity index called the Value Line Timeliness(TM) Select index. The fund normally invests at least 80% of total assets in common stocks of companies that have the potential to outperform the U.S. equity market. It may invest at least 90% of total assets in common stocks that comprise the Value Line Index.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES DYNAMIC LA (PWB)

The investment seeks investment results that correspond generally to the price and yield, before fees and expenses, of the Dynamic Large Cap Growth Intellidex. The fund will normally invest at least 80% of its assets in common stocks of large companies, and it will normally invest at least 90% of its assets in common stocks that ccomprise the Large Cap Growth Intellidex. The Intellidex is comprised of 50 U.S. large cap growth stocks selected principally on the basis of their capital appreciation potential as identified by the AMEX, the Intellidex provider.

CLAYMORE EXCHANGE-TRADED FUND TRUST 2 CLAYMORE/SWM CANADIAN ENERGY INCOME INDEX ETF (ENY)

EnerNorth Industries, Inc. engages in the investment in, and exploration, development, and production of oil and gas. It has 100% working interest in 320 net acres and 33.33% working interest in 213 net acres located in Farrow Area, Alberta; and has working interest in 5,760 gross acres in Sibbald Area, Alberta. It also owns interest in 8 gas and 3 oil producing wells. As of June 30, 2005, the company had 440 Mmcf of proved developed gas reserves; 7.9 Mbbls of natural gas liquids; and 14.9 Mbbls of proved developed oil reserves. The company sells its oil and natural gas production to integrated oil and gas companies and marketing agencies. The company is based in Toronto, Canada.

ISHARES TRUST ISHARES S&P GLOBAL INFORMATION TECHNOLOGY SECTOR INDEX FUND (IXN)

The investment seeks investment results that correspond closely to the performance, before fees and expenses, of the S&P Global Technology Sector Index. The fund invests at least 90% of assets in an aggregate sample of securities that reflect the predominant characteristics of its sector index. The fund’s component companies are involved in the development and production of many computer and telecommunications products and equipment. The fund is nondiversified.

POWERSHARES EXCHANGE-TRADED FUND TRUST ETF (PZI)

The investment seeks results that correspond generally to the price and yield (before the Fund's fees and expenses) of an equity index called the Zacks Micro Cap index. The fund normally invests at least 80% of total assets in common stocks of micro cap companies. It may invest at least 90% of total assets in common stocks that comprise the Zacks Micro Cap index. It is nondiversified.

RYDEX ETF TRUST RYDEX ETF TRUST RYDEX S&P MIDCAP 400 PURE GROWTH ETF (RFG)

The investment seeks to replicate as closely as possible, before expenses, the performance of the S&P MidCap 400/Citigroup Pure Growth index. The fund uses a "replication" strategy to try to track the S&P MidCap 400/Citigroup Pure Growth index which contains only those S&P MidCap 400 companies with strong value characteristics as selected by Standard & Poor's.

RYDEX ETF TRUST RYDEX ETF TRUST RYDEX S&P 500 PURE VALUE ETF (RPV)

The investment seeks to replicate as closely as possible, before expenses, the performance of the S&P 500/Citigroup Pure Value index. The fund uses a passive management strategy to track the performance of the underlying index. The S&P 500/Citigroup Pure Value index is narrow in focus, containing only those S&P 500 companies with strong value characteristics as selected by Standard & Poor's.

PROSHARES ULTRASHORT RUSSELL2000 GROWTH (SKK)

The investment seeks daily investment results, before fees and expenses, which correspond to the inverse of the daily performance of the Russell 2000 growth index.

ISHARES S&P GLOBAL MATERIALS SECTOR INDEX FUND (MXI)

The investment seeks results that correspond to the price and yield performance, before fees and expenses, of the S&P Global Materials Sector Index. The fund uses a representative sampling strategy to track the index. The index is comprised of approximately 118 companies. It includes companies engaged in a wide variety of commodity-related manufacturing. The fund is nondiversified.

PROSHARES ULTRA SEMICONDUCTORS (USD)

The investment seeks daily investment results, before fees and expenses, which correspond to twice the daily performance of the Dow Jones U.S. Semiconductor index. The fund normally invests in equity securities and/or financial instruments (including derivatives) that have similar daily price return characteristics as twice the daily return of the index. It may invest 80% of assets in equity securities contained in the index and/or financial instrument. The fund is nondiversified.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) S&P SMALLCAP600/BARRA VALUE INDEX FUND (IJS)

The investment seeks investment results that correspond closely to the performance, before fees and expenses, of the S&P SmallCap 600/BARRA Value Index. The fund invests at least 90% of assets in the small capitalization growth sector of the U.S. equity market. It typically holds securities of the S&P 600 Index with the lowest price-to-book ratios. The fund’s holdings typically represent approximately 50% of the S&P 600 Index’s market capitalization.

FIRST TRUST EXCHANGE-TRADED FUND FIRST TRUST VALUE LINE DIVIDEND INDEX FUND (FVD)

First Trust Value Line Dividend Fund operates as a diversified, closed-end management investment company. The fund invests primarily in the common stocks, for which Value Line gives a Safety Ranking of #1 and #2 in the Value Line Safety Ranking System. Its investment portfolio includes investments in the consumer discretionary, consumer staples, energy, financials, healthcare, information technology, industrials, materials, telecom services, and utilities sectors. First Trust Advisors L.P. serves as investment advisor of the fund. First Trust Value Line Dividend Fund was founded in 2003 and is based in Lisle, Illinois.

VANGUARD INDEX FUNDS MID-CAP VALUE INDEX VIPER SHARES ETF (VOE)

The investment seeks to track the performance of a benchmark index that measures the investment return of mid-capitalization value stocks The fund employs a passive management approach designed to track the performance of the MSCI US Mid Cap Value Index, a broadly diversified index of value stocks of medium-size U.S. companies.

PROSHARES ULTRA SMALLCAP600 (SAA)

The investment seeks to track the price and yield performance, before fees and expenses, which correspond to the twice the daily performance of the S&P SmallCap 600 Index. The fund will invest at least 80% of assets in securities that, in combination, have economic characteristics twice the daily return of the index. It will employ leveraged investment techniques to achieve the objective. The fund is nondiversified.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES GOLDEN DRA (PGJ)

The investment is based on the Halter USX China Index. The Index is comprised of U.S.-listed securities of companies which derive a majority of their revenue from the People's Republic of China. The portfolio is rebalanced quarterly.

SPDR DOW JONES MID CAP ETF (EMM)

The investment seeks to replicate as closely as possible, before expenses, the performance of the Dow Jones Wilshire Mid Cap index. The fund uses a passive management strategy designed to track the total return performance of the float-adjusted Mid Cap index. It is nondiversified.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) DOW JONES US INDUSTRIAL SECTOR INDEX FUND (IYJ)

The investment seeks investment results that correspond generally to the price and yield performance of the Dow Jones U.S. Industrial Sector Index. Major component companies include aerospace and defense, advanced industrial, equipment manufacturing, and air freight companies,

VANGUARD INDEX TRUST VANGUARD SMALL-CAP VALUE ETF (VBR)

The investment seeks to track the performance of a benchmark index that measures the investment return of small-capitalization value stocks. The fund employs a passive management investment approach designed to track the performance of the MSCI US Small Cap Value Index, a broadly diversified index of value stocks of smaller U.S. companies. The fund attempts to replicate the target index by investing all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its weighting in the index.

FIRST TRUST EXCHANGE-TRADED FUND FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF (FEX)

The investment seeks to replicate, net of expenses, the Defined Large Cap Core index. The fund invests at least 90% of assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed to objectively identify and select stocks from the S&P 500 index that may generate positive alpha relative to traditional passive style indices through the use of the AlphaDEX(TM) screening methodology. It is nondiversified.

ISHARES ISHARES DOW JONES US BROKER-DEALER INDEX FUND (IAI)

The investment seeks results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones U.S. Select Investment Services index. The index measures the performance of the investment services sector of the U.S. equity market. The index includes companies providing a range of specialized financial services, including securities brokers and dealers, online brokers and securities or commodities exchanges. The fund uses a representative sampling strategy to try to track the index. It is nondiversified.

FIRST TRUST EXCHANGE-TRADED FUND FIRST TRUST DOW JONES SELECT MICROCAP INDEX FUND ETF (FDM)

The investment seeks results that correspond generally to the price and yield of an equity index called the Dow Jones Select MicroCap index(SM). The fund normally invests at least 80% of assets in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. It normally invests at least 90% of assets in common stocks that comprise the index. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the New York Stock Exchange ("NYSE"), the AMEX and NASDAQ with limited partnerships excluded.

PROSHARES ULTRA TECHNOLOGY (ROM)

The investment seeks daily investment results, before fees and expenses, which correspond to twice the daily performance of the Dow Jones U.S. Technology index. The fund normally invests in equity securities and/or financial instruments (including derivatives) that have similar daily price return characteristics as twice the daily return of the index. It may invest 80% of assets in equity securities contained in the index and/or financial instrument. The fund is nondiversified.

VANGUARD INDEX TRUST VANGUARD EXTENDED MARKET ETF (VXF)

The investment seeks to track the performance of a benchmark index that measures the investment return of small- and mid-capitalization stocks. The fund employs a passive management strategy designed to track the performance of the Standard & Poors Completion Index, a broadly diversified index of stocks of small and medium-size U.S. companies which trade regularly on the NYSE, AMEX, or OTC markets. It typically invests substantially all of its assets in the 1,200 largest stocks in its target index, thus covering nearly 80% of the Index's total market capitalization while maintaining a representative sample of the remainder.

FIRST TRUST EXCHANGE-TRADED FUND FIRST TRUST EXCHANGE-TRADED FUND FIRST TRUST MORNINGSTAR DIVIDEND L (FDL)

The investment seeks results that correspond generally to the price and yield of an equity index called the Morningstar® Dividend Leaders index. The fund will normally invest at least 90% of total assets in common stocks that comprise the index. The index consists of the top 100 stocks, based on dividend yield, of the securities listed on one of the three major exchanges that have been selected through the application of Morningstar’s proprietary multi-step screening process.

CLAYMORE EXCHANGE-TRADED FUND TRUST CLAYMORE/ZACKS YIELD HOG ETF (CVY)

The investment seeks results that correspond to the performance, before fees and expenses, of the Zacks Yield Hog index. The fund invests at least 90% of assets in common stocks and ADRs that comprise the index. The index is comprised of approximately 125 to 150 securities selected from a universe of domestic and international companies. It includes all U.S. stocks and ADRs that pay dividends as well as REITs, master limited partnerships, closed-end funds and traditional preferred stocks. It is nondiversified.

ISHARES S&P GSTI SOFTWARE INDEX FUND (IGV)

The investment seeks investment results that correspond generally to the price and yield performance of the Goldman Sachs Technology Industry Software Index Goldman Sachs as an equity benchmark for U.S.-traded software-related stocks. The Index includes companies that are producers of client/server, enterprise software, Internet software, PC and entertainment software. The fund uses a representative sampling strategy to try to track the Index. This fund is nondiversified.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES DIVIDEN AC (PFM)

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Broad Dividend Achievers(TM) index. The fund normally invests at least 80% of total assets in common stocks of companies that have raised their annual regular cash dividend payments for at least each of the last 10 consecutive fiscal years. It normally invests at least 90% of total assets in dividend paying common stocks that comprise the Broad Dividend Achievers(TM) index.

VANGUARD BOND INDEX FUNDS VANGUARD BOND INDEX FUNDS VANGUARD INTERMEDIATE-TERM BOND ETF (BIV)

The investment seeks to track the performance of a market-weighted bond index with an intermediate-term dollar-weighted average maturity. The fund invests by sampling the index. It invests at least 80% of assets in bonds held in the index. The fund maintains a dollar-weighted average maturity consistent with that of the index ranging between 5 and 10 years.

SPDR SERIES TRUST STREETTRACKS SERIES TRUST SPDR BARCLAYS 1-3 MONTH T-BILL ETF (BIL)

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of an index that tracks the 1-3 month sector of the United States Treasury Bill market. The fund uses a passive management strategy designed to track the total return performance of the Lehman Brothers 1-3 Month U.S. Treasury Bill index. The 1-3 Month U.S. Treasury Bill index measures the performance of public obligations of the U.S. Treasury that have a remaining maturity of greater than or equal to 1 month and less than 3 months. It is nondiversified.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) S&P MIDCAP 400/BARRA VALUE INDEX FUND (IJJ)

The investment seeks investment results that correspond closely to the performance, before fees and expenses, of the S&P MidCap 400/BARRA Value Index. The fund invests at least 90% of assets in the mid-capitalization value sector of the U.S. equity market. It typically holds companies with the lowest price-to-book ratios within the S&P 400 Index, which represent about 50% of the Index’s market capitalization. The fund may hold up to10% of non-S&P 400 assets.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) DOW JONES US TECHNOLOGY SECTOR INDEX FUND (IYW)

The investment seeks investment results that correspond generally to the price and yield performance to the Dow Jones U.S. Technology Sector Index. Major companies include those involved in the development and production of technology products, including computer hardware and software, telecommunications equipment, microcomputer components, integrated computer circuits and office equipment utilizing technology.

VANGUARD INDEX TRUST VANGUARD LARGE-CAP VIPERS (VV)

The investment seeks to track the performance of a benchmark index that measures the investment return of large-capitalization stocks. The fund employs a passive management investment approach designed to track the performance of the MSCI US Prime Market 750 Index, a broadly diversified index of the stocks of predominantly large U.S. companies. The fund attempts to replicate the target index by investing all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its weighting in the index.

SPDR SERIES TRUST SPDR DJ GLOBAL TITANS ETF (DGT)

StreetTRACKS DJ Global Titans ETF seeks to provide investment results that, before expenses, correspond generally to the total return of the Dow Jones Global Titans 50 Index U.S. The fund uses a passive management strategy designed to track the total return performance of the Global Titans Index. It purchases ADR or U.S. shares of foreign companies included in the Index. The fund is nondiversified.

VANGUARD INDEX TRUST VANGUARD MID-CAP ETF (VO)

The investment seeks to track the performance of a benchmark index that measures the investment return of mid-capitalization stocks. The fund employs a passive management investment approach designed to track the performance of the MSCI US Mid Cap 450 Index, a broadly diversified index of the stocks of medium-size U.S. companies. The fund attempts to replicate the target index by investing all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its weighting in the index.

VANGUARD INDEX TRUST VANGUARD SMALL-CAP GROWTH ETF (VBK)

The investment seeks to track the performance of a benchmark index that measures the investment return of small capitalization growth stocks. The fund employs a passive management investment approach designed to track the performance of the MSCI US Small Cap Growth Index, a broadly diversified index of growth stocks of smaller U.S. companies. The fund attempts to replicate the target index by investing all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its weighting in the index.

VANGUARD INDEX FUNDS MID-CAP GROWTH INDEX VIPER SHS ETF (VOT)

Van Kampen Municipal Opportunity Trust II operates as a diversified, closed-end management investment company. The trust invests in municipal securities. Its portfolio includes investments in various sectors, such as hospital, public education, higher education, general purpose, and water and sewer. Van Kampen Asset Management serves as the investment advisor of the trust. Van Kampen Municipal Opportunity Trust II was founded in 1993 and is based in New York City.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES INTERNATIO (PID)

The investment seeks results that correspond generally to the price and yield (before the fees and expenses) of an equity index called the International Dividend Achievers index. The fund normally invests at least 80% of assets in American Depositary Receipts and non-U.S. common or ordinary stocks traded on the NYSE, NASDAQ or AMEX of companies that have increased their aggregate annual regular dividend payments consistently over the course of the last five calendar or fiscal years. It may invest at least 90% of total assets in dividend paying common stocks that comprise the International Dividend Achievers index.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) S&P MIDCAP 400/BARRA GROWTH INDEX FUND (IJK)

The investment seeks investment results that correspond closely to the performance, before fees and expenses, of the S&P MidCap 400/BARRA Growth Index. The fund invests at least 90% of assets in the mid-capitalization growth sector of the U.S. equity market. It typically holds companies with the highest price-to-book ratios within the S&P 400 Index, which represent about 50% of the Index’s market capitalization. The fund may hold up to10% of non-S&P 400 assets.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES DYNAMIC LA (PWV)

The investment seeks investment results that correspond generally to the price and yield, before fees and expenses, of the Dynamic Large Cap Value Intellidex. The fund will normally invest at least 80% of its assets in common stocks of large companies, and it will normally invest at least 90% of its assets in common stocks that ccomprise the Large Cap Value Intellidex. The Intellidex is comprised of 50 U.S. large cap value stocks selected principally on the basis of their capital appreciation potential as identified by the AMEX, the Intellidex provider.

VANGUARD WHITEHALL FUNDS VANGUARD HIGH DIVIDEND YIELD ETF (VYM)

Delaware Investments Minnesota Municipal Income Fund III, Inc. operates as a nondiversified closed-end management investment company. It invests primarily in municipal bonds, including airport revenue bonds, city general obligation bonds, continuing care/retirement revenue bonds, corporate-backed revenue bonds, escrowed to maturity bonds, higher education revenue bonds, hospital revenue bonds, miscellaneous revenue bonds, multifamily housing revenue bonds, municipal lease revenue bonds, parking revenue bonds, political subdivision general obligation bonds, prerefunded bonds, public power revenue bonds, school district general obligation bonds, single family housing revenue bonds, and territorial revenue bonds. Delaware Management Company serves as the advisor of the fund. Delaware Investments Minnesota Municipal Income Fund III was founded in 1993 and is based in Philadelphia, Pennsylvania.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES DB US DOLLAR INDEX BEARISH FUND ETF (UDN)

The investment seeks to track the price and yield performance, before fees and expenses, of the Deutsche Bank Short US Dollar Futures index. The index is comprised solely of short futures contracts. The futures contract is designed to replicate the performance of being short the US Dollar against the Euro, Japanese Yen, British Pound, Canadian Dollar, Swedish Krona and Swiss Franc.

VANGUARD INDEX TRUST VANGUARD INFORMATION TECH ETF (VGT)

The investment seeks to track the performance of a benchmark index that measures the investment return of information technology stocks. The fund employs a passive management investment approach designed to track the performance of the MSCI U.S. Investable Market Information Technology index. This index consists of all capitalizations of sctock in the technology sector. This sector is made up of companies in technology, software, Internet applications systems, databases, consulting, data processing, outsourced services.

FIRST TRUST NASDAQ-100- TECHNOLOGY INDEX FUND (QTEC)

The investment seeks results that correspond to the price and yield of NASDAQ-100 Technology Sector index(SM). The fund normally invests at least 90% of total assets in common stocks that comprise the Technology index. The index is an equal-weighted index based on the securities of the NASDAQ-100 index(R) that are classified as "technology" according to the Industry Classification Benchmark classification system. The NASDAQ-100 index(R) includes 100 of the largest domestic and international non-financial companies listed on NASDAQ(R) based on market capitalization. It is nondiversified.

PROSHARES ULTRASHORT MIDCAP400 (MZZ)

The investment seeks daily investment results, before fees and expenses, which correspond to the inverse of the daily performance of the S&P MidCap 400 index. The fund normally invests 80% of assets to financial instruments with economic characteristics that should be inverse to those of the index. It may employ leveraged investment techniques in seeking its investment objective. It is nondiversified.

SPDR DOW JONES INTERNATIONAL REAL ESTATE ETF (RWX)

The investment seeks to replicate the price and yield performance of Dow Jones Wilshire Ex-US Real Estate Securities index. The fund concentrates its investments in the real estate sector. It is nondiversified.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) RUSSELL 3000 INDEX FUND (IWV)

The investment seeks investment results that correspond generally to the price and yield performance of the Russell 3000 Index. The fund invests at least 90% of assets in the securities of the underlying index.The fund uses a replication strategy in order to track the Russell 3000 Index, which measures the performance of the broad US equity market. It invests in the largest capitalization-weighted public companies domiciled in the US and its territories.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES HIGH YIELD (PEY)

The investment seeks to deliver high current income and capital appreciation. It is comprised of the fifty highest yielding companies with at least ten years of consecutive dividend increases. The yield-weighted portfolio is rebalanced quarterly, and reconstituted annually.

SPDR KBW CAPITAL MARKETS ETF (KCE)

The investment seeks to replicate the performance of the KBW Capital Markets index. The fund uses a passive management strategy designed to track the total return performance of the Capital Markets index. It is nondiversified.

PROSHARES ULTRA MIDCAP400 (MVV)

The investment seeks daily investment results, before fees and expenses, which correspond to twice the daily performance of the S&P MidCap400 index. The fund normally invests in equity securities and/or financial instruments (including derivatives) that have similar daily price return characteristics as twice the daily return of the index. It may invest 80% of assets in equity securities contained in the index and/or financial instrument. The fund is nondiversified.

POWERSHARES EXCHANGE-TRADED FUND TRUST DB G10 CURRENCY HARVEST FUND (DBV)

The investment seeks to track the performance, before fees and expenses, of the Deutsche Bank G10 Currency Future Harvest Index - Excess Return. The index is comprised of long futures positions on the three G10 currencies associated with the highest interest rates and short futures positions on the three currencies associated with the lowest interest rates. The G10 currency universe from which the index selects currently includes U.S. Dollars, Euros, Japanese Yen, Canadian Dollars, Swiss Francs, British Pounds, Australian Dollars, New Zealand Dollars, Norwegian Krone and Swedish Krona. The fund is nondiversified.

CLAYMORE EXCHANGE-TRADED FUND TRUST CLAYMORE/BNY BRIC ETF (EEB)

The investment seeks results that correspond to the performance, before fees and expenses, of the Bank of New York BRIC Select ADR index. The fund will invest at least 90% of assets in ADRs and GDRs that comprise the index. The index consists of approximately 75 securities. It includes U.S. exchange-listed ADRs and GDRs of companies from Brazil, Russia, India and China. About 50% of the index is comprised of companies located in Brazil, 6% in Russia, 18% in India, and 26% in China. It is nondiversified.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) S&P SMALLCAP 600/BARRA GROWTH INDEX FUND (IJT)

The investment seeks investment results that correspond closely to the performance, before fees and expenses, of the S&P SmallCap 600/BARRA Growth Index. The fund invests at least 90% of assets in the small capitalization growth sector of the U.S. equity market. It typically holds securities of the S&P 600 Index with the highest price-to-book ratios. The fund’s holdings typically represent approximately 50% of the S&P 600 Index’s market capitalization.

VANGUARD INDEX TRUST VANGUARD GROWTH ETF (VUG)

The investment seeks to track the performance of a benchmark index that measures the investment return of large-capitalization growth stocks. The fund employs a passive management investment approach designed to track the performance of the MSCI US Prime Market Growth Index, a broadly diversified index of growth stocks of large U.S. companies. The fund attempts to replicate the target index by investing all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its weighting in the index.

VANGUARD INDEX TRUST VANGUARD SMALL-CAP ETF (VB)

The investment seeks to track the performance of a benchmark index that measures the investment return of small capitalization stocks. The fund employs a passive management investment approach designed to track the performance of the MSCI US Small Cap 1750 Index, a broadly diversified index of the stocks of smaller U.S. companies. The fund attempts to replicate the target index by investing all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its weighting in the index.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) DOW JONES US BASIC MATERIALS SECTOR INDEX FUND (IYM)

The investment seeks investment results that correspond generally to the price and yield performance of the Dow Jones U.S. Basic Materials Sector Index. The Fund uses a Representative Sampling strategy to try to track the Index. Component companies are involved in the production of aluminum, chemicals, commodities, chemicals specialty products, forest products, non-ferrous mining products, paper products, precious metals and steel.

VANGUARD INDEX TRUST VANGUARD VALUE ETF (VTV)

The investment seeks to track the performance of a benchmark index that measures the investment return of large-capitalization value stocks. The fund employs a passive management investment approach designed to track the performance of the MSCI US Prime Market Value Index, a broadly diversified index of the stocks of large U.S. companies. The fund attempts to replicate the target index by investing all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its weighting in the index.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES FINANCIAL PREFERRED PORTFOLIO (PGF)

The investment seeks to track the price and yield performance, before fees and expenses, of the Wachovia Hybrid & Preferred Securities Financial Index. The fund will invest at least 80% of assets in preferred securities of financial institutions. It will invest at least 90% of assets in preferred securities that comprise the index. The index consists of the preferred securities of approximately 30 financial institutions. The fund is nondiversified.

VANGUARD BOND INDEX FUNDS VANGUARD BOND INDEX FUNDS VANGUARD SHORT-TERM BOND ETF (BSV)

The investment seeks to track the performance of a market-weighted bond index with a short-term dollar-weighted average maturity. The fund invests by sampling the index. It invests at least 80% of assets in bonds held in the index. The fund's dollar-weighted average maturity is not expected to exceed 3 years.

PROSHARES SHORT QQQ (PSQ)

The investment seeks daily investment results, before fees and expenses, which correspond to the inverse of the daily performance of the NASDAQ 100 index. The fund normally invests 80% of assets to financial instruments with economic characteristics that should be inverse to those of the index. It may employ leveraged investment techniques in seeking its investment objective. The fund may not sell short the equity securities of issuers contained in the index.

BARCLAYS BANK PLC IPATH EXCHANGE TRADED NOTES DUE JUNE 12 2036 LINKED TO DOW JONES - UBSCOMMODITY IN (DJP)

The investment seeks to link to the Dow Jones-AIG Commodity Total Return index and reflects the returns that are potentially available through an unleveraged investment in the futures contracts on physical commodities comprising the index plus the rate of interest that could be earned on cash collateral invested in specified Treasury Bills. The commodities represented in the Dow Jones-AIG Commodity index Total Return are rebalanced annually. Each subgroup exposure is capped at 33% as of the January 2006 rebalancing, however the weightings fluctuate between rebalancings due to changes in market prices. The fund is nondiversified.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES WILDERHILL (PBW)

The investment seeks investment results that correspond generally to the price and yield, before the Fund’s fees and expenses, the WilderHill Clean Energy Index. The Fund will normally invest at least 80% of its total assets in common stocks of companies engaged in the business of the advancement of cleaner energy and conservation. The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Clean Energy Index.

PROSHARES SHORT DOW30 (DOG)

The investment seeks daily investment results, before fees and expenses, which correspond to the inverse of the daily performance of the Dow Jones Industrial Average index. The fund normally invests 80% of assets to financial instruments with economic characteristics that should be inverse to those of the index. It may employ leveraged investment techniques in seeking its investment objective.

ISHARES TRUST ISHARES RUSSELL MIDCAP GROWTH INDEX FUND (IWP)

The investment seeks investment results that correspond generally to the price and yield performance of the Russell Midcap Growth Index. The fund invests at least 90% of assets in the securities of the underlying index.The fund uses a representative sampling strategy in order to track the Russell Midcap Growth Index, which measures the performance of the mid-capitalization sector of the US equity market. It invests in those Russell Midcap Index companies with higher price-to-book ratios and higher forecasted growth.

ISHARES TRUST ISHARES BARCLAYS 1-3 YEAR TREASURY BOND FUND (SHY)

The investment seeks results that correspond generally to the price and yield performance of the short-term sector of the United States Treasury market. The fund generally invests at least 90% of assets in the bonds of the underlying index and at least 95% of assets in U.S. Government bonds. Each Treasury Fund may also invest up to 10% of assets in U.S. Government bonds not included in the underlying index.

RYDEX ETF TRUST RYDEX S&P EQUAL WEIGHT ETF (RSP)

The investment seeks to replicate as closely as possible, before expenses, the performance of the S&P Equal Weight Index. The fund will typically invest at least 90% of its assets in the securities of the S&P Equal Weight Index. It may also invest in options, futures contracts, options on futures contracts, and swaps related to its underlying index, as well as cash and cash equivalents.

ISHARES TRUST ISHARES RUSSELL MIDCAP INDEX FUND (IWR)

The investment seeks investment results that correspond generally to the price and yield performance of the Russell Midcap Index. The fund invests at least 90% of assets in the securities of the underlying index.The fund uses a representative sampling strategy in order to track the Russell Midcap Index, which measures the performance of the mid-capitalization sector of the US equity market. It invests in the 800 smallest capitalization-weighted companies in the Russell 1000 Index.

MERRILL LYNCH & CO INC BROADBAND HOLDRS TRUST (BDH)

The investment seeks to diversify your investment in the broadband business through a single, exchange-listed instrument representing your undivided beneficial ownership of the underlying securities. The trust holds shares of common stock issued by specified companies that, when initially selected, were involved in the broadband industry. Except when a reconstitution event, distribution of securities by an underlying issuer or other event occurs, the group of companies will not change. There are currently 22 companies included in the Broadband HOLDRS.

SPDR SERIES TRUST SPDR S&P DIVIDEND ETF (SDY)

The investment seeks to replicate, before expenses, correspond generally to the price and yield of the S&P High Yield Dividend Aristocrats index. The fund uses a passive management strategy designed to track the price and yield performance of the Dividend index. It is nondiversified.

ISHARES TRUST ISHARES RUSSELL MIDCAP VALUE INDEX FUND (IWS)

The investment seeks investment results that correspond generally to the price and yield performance of the Russell Midcap Value Index. The fund invests at least 90% of assets in the securities of the underlying index.The fund uses a representative sampling strategy in order to track the Russell Midcap Value Index, which measures the performance of the mid-capitalization sector of the US equity market. It invests in those Russell Midcap Index companies with lower price-to-book ratios and lower forecasted growth.

ISHARES TRUST ISHARES BARCLAYS 7-10 YEAR TREASURY BOND FUND (IEF)

The investment seeks results that correspond generally to the price and yield performance of the intermediate-term sector of the United States Treasury market. This fund generally invests at least 90% of assets in the bonds of the underlying index and at least 95% of assets in U.S. Government bonds. It may also invest up to 10% of assets in U.S. Government bonds not included in the underlying index.

ISHARES S&P 100 INDEX (OEF)

The investment seeks investment results that correspond generally to the price and yield performance of the Standard & Poor’s 100 Index. The fund invests at least 90% of assets in the securities of the underlying index or in American Depositary Receipts (ADRs), Global Depositary Receipts (GDRs) or European Depositary Receipts (EDRs)(collectively Depositary Receipts) representing securities in the underlying index. The fund uses a replication strategy in order to track the S&P 100 Index, a subset of the S&P 500 consisting of blue chip stocks from diverse industries.The fund is nondiversified.

VANGUARD SPECIALIZED FUNDS ETF (VIG)

The investment seeks to track the performance of the Mergent Dividend Achievers Select index. The fund attempts to replicate the target index by investing all, or substantially all, of assets in the stocks that make up the index, holding each stock in approximately the same proportion as weighting in the index. The index measures the investment return of common stocks of companies that have a record of increasing dividends over time.

VANGUARD BOND INDEX FUNDS VANGUARD BOND INDEX FUNDS VANGUARD TOTAL BOND MARKET ETF (BND)

The investment seeks to track the performance of a broad, market-weighted bond index. The fund invests by sampling the index. It invests at least 80% of assets in bonds held in the index. The fund maintains a dollar-weighted average maturity consistent with that of the index, ranging between 5 and 10 years.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) S&P SMALLCAP 600 INDEX FUND (IJR)

The investment seeks investment results that correspond closely to the performance, before fees and expenses, of the S&P SmallCap 600 Index. The fund invests at least 90% of assets in an aggregate sample of securities that reflect the predominant characteristics of the S&P 600 SmallCap Index. The fund only holds securities that have been traded for at least six months and that have a price greater than $1 on three or more business days over a 12-month period.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) RUSSELL 1000 INDEX FUND (IWB)

The investment seeks investment results that correspond generally to the price and yield performance of the Russell 1000 Index. The fund invests at least 90% of assets in the securities of the underlying index.The fund uses a representative sampling strategy in order to track the Russell 1000 Index, which measures the performance of the large-capitalization sector of the US equity market. It invests in the largest 1000 capitalization-weighted companies in the Russell 3000 Index.

ISHARES FTSE EPRA/NAREIT GLOBAL REAL ESTATE EX-US INDEX FUND (IFGL)

The investment seeks to replicate, net of expenses, the FTSE EPRA/NAREIT Global Real Estate ex-U.S. Index. The fund will invest at least 90% of assets in securities that comprise the index. The index measures the performance of companies engaged in the ownership, disposure, and development of the Canadian, European, and Asian real estate markets. The fund is nondiversified.

ISHARES TRUST ISHARES TRUST ISHARES IBOXX $ HIGH YIELD CORPORATE BOND FUND ETF (HYG)

The investment seeks to replicate the performance, net of expenses, of the iBoxx $ Liquid High Yield Index. The fund will invest at least 90% of assets in securities that comprise the index. However, it may invest up to 20% of assets in certain futures, options and swap contracts, cash and cash equivalents, and in bonds not included within the index. The index is a rules-based index consisting of the most liquid and tradable U.S. dollar-denominated, high yield corporate bonds for sale in the U.S. It includes approximately 50 securities. The fund is nondiversified.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) S&P 500/BARRA VALUE INDEX FUND (IVE)

The investment seeks investment results that correspond closely to the performance, before fees and expenses, of the S&P 500/BARRA Value Index. The fund invests at least 90% of assets in S&P 500 securities that have the lowest price-to-book ratios. It typically represents approximately 50% of the S&P 500’s market capitalization. The fund may hold up to10% of non-S&P assets, including futures contracts, options, cash and cash equivalents. The fund is nondiversified.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) S&P MIDCAP 400 INDEX FUND (IJH)

The investment seeks investment results that correspond closely to the performance, before fees and expenses, of the S&P MidCap 400 Index. The fund invests at least 90% of assets in an aggregate sample of securities that reflect the predominant characteristics of the S&P 400 MidCap Index. The fund may hold up to10% of non-S&P 400 assets, including futures contracts, options, cash and cash equivalents.

ISHARES TRUST ISHARES DOW JONES SELECT DIVIDEND INDEX FUND (DVY)

The investment seeks investment results that correspond generally to the price and yield performance of the Dow Jones Select Dividend Index. The fund invests in securities exhibiting positive dividend-per-share growth rates over the past five years and dividend payout ratios below 60%.

PROSHARES SHORT RUSSELL2000 (RWM)

The investment seeks daily investment results, before fees and expenses, which correspond to the inverse of the daily performance of the Russell 2000 index. The fund normally invests 80% of assets to financial instruments with economic characteristics that should be inverse to those of the index. It may employ leveraged investment techniques in seeking its investment objective.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) S&P 500/BARRA GROWTH INDEX FUND (IVW)

The investment seeks investment results that correspond closely to the performance, before fees and expenses, of the S&P 500/BARRA Growth Index. The fund invests at least 90% of assets in S&P 500 securities that have the highest price-to-book ratios. It typically represents approximately 50% of the S&P 500’s market capitalization. The fund may hold up to10% of non-S&P assets, including futures contracts, options, cash and cash equivalents. The fund is nondiversified.

PROSHARES ULTRA DOW 30 (DDM)

The investment seeks daily investment results, before fees and expenses, that correspond to twice the daily performance of the Dow Jones Industrial Average. The fund normally invests in equity securities and/or financial instrument (including derivatives) that have similar daily price return characteristics as twice the daily return of the Dow Jones Industrial Average. It may invest 80% of assets in equity securities contained in the index and/or financial instrument.

ISHARES TRUST ISHARES GS $ INVESTOP INVESTMENT GRADE CORPORATE BOND FUND (LQD)

The investment seeks investment results that correspond generally to the price and yield performance of the underlying index. The fund typically invests at least 90% of assets in the bonds of the underlying index, and at least 95% of assets in investment grade corporate bonds. The fund may also invest in bonds not included in the underlying index, but which the manager believes will help it track the underlying index. It may also invest up to 5% of assets in repurchase agreements collateralized by U.S. Government obligations, and in cash and cash equivalents. This fund is nondiversified.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) RUSSELL 2000 VALUE INDEX FUND (IWN)

The investment seeks investment results that correspond generally to the price and yield performance of the Russell 2000 Value Index. The fund invests at least 90% of assets in the securities of the underlying index.The fund uses a representative sampling strategy in order to track the Russell 2000 Value Index, which measures the performance of the small-capitalization sector of the US equity broad market. It invests in those Russell 2000 Index companies with lower price-to-book ratios and lower forecasted growth.

PROSHARES SHORT S&P500 (SH)

The investment seeks daily investment results, before fees and expenses, which correspond to the inverse of the daily performance of the S&P 500 index. The fund normally invests 80% of assets to financial instruments with economic characteristics that should be inverse to those of the index. It may employ leveraged investment techniques in seeking its investment objective.

VANGUARD INDEX TRUST VANGUARD TOTAL STOCK MARKET ETF (VTI)

The investment seeks to replicate the aggregate price and yield of the Morgan Stanley Capital International US Broad Market Index. The fund employs a passive management strategy designed to track the performance of the MSCI US Broad Market Index, which consists of all the U.S. common stocks traded regularly on the NYSE, AMEX, or OTC markets. It typically invests substantially all of its assets in the 1,300 largest stocks in its target index, thus covering nearly 95% of the Index's total market capitalization while maintaining a representative sample of the remainder.

PROSHARES ULTRA RUSSELL2000 (UWM)

The investment seeks daily investment results, before fees and expenses, which correspond to twice the daily performance of the Russell 2000 index. The fund normally invests in equity securities and/or financial instruments (including derivatives) that have similar daily price return characteristics as twice the daily return of the index. It may invest 80% of assets in equity securities contained in the index and/or financial instrument. The fund is nondiversified.

ISHARES TRUST ISHARES TRUST ISHARES S&P US PREFERRED STOCK INDEX FUND ETF (PFF)

The investment seeks to track the price and yield performance, before fees and expenses, of the S&P U.S. Preferred Stock Index. The fund will invest at least 90% of assets in securities that comprise the index. The index measures the performance of a select group of preferred stocks listed on the NYSE, AMEX, or NASDAQ. It includes companies with a market capitalization over $100 million. The fund is nondiversified.

PROSHARES ULTRASHORT DOW30 (DXD)

The investment seeks daily investment results, before fees and expenses, which correspond to the inverse of the daily performance of the Dow Jones Industrial Average index. The fund normally invests 80% of assets to financial instruments with economic characteristics that should be inverse to those of the index. It may employ leveraged investment techniques in seeking its investment objective.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) RUSSELL 2000 GROWTH INDEX FUND (IWO)

The investment seeks investment results that correspond generally to the price and yield performance of the Russell 2000 Growth Index. The fund invests at least 90% of assets in the securities of the underlying index.The fund uses a replication strategy in order to track the Russell 2000 Growth Index, which measures the performance of the small-capitalization sector of the US equity broad market. It invests in those Russell 2000 Index companies with higher price-to-book ratios and higher forecasted growth.

MATERIALS SELECT SECTOR SPDR FUND (XLB)

The investment seeks to provide investment results that, before expenses, correspond to the price and yield performance of its benchmark Select Sector Index. The fund will normally invest at least 95% of its total assets in common stocks that comprise the Materials Select Sector Index. The index includes companies from the following industries: chemicals, construction materials, containers and packaging, materials and mining and paper and forest products.

PROSHARES ULTRA S&P500 (SSO)

The investment seeks daily investment results, before fees and expenses, which correspond to twice the daily performance of the S&P 500 index. The fund normally invests in equity securities and/or financial instruments (including derivatives) that have similar daily price return characteristics as twice the daily return of the S&P 500 index. It may invest 80% of assets in equity securities contained in the index and/or financial instrument. The fund is nondiversified.

PROSHARES ULTRASHORT QQQ (QID)

The investment seeks daily investment results, before fees and expenses, which correspond to the inverse of the daily performance of the NASDAQ-100 index. The fund normally invests 80% of assets to financial instruments with economic characteristics that should be inverse to those of the index. It may employ leveraged investment techniques in seeking its investment objective.

SELECT SECTOR SPDR TRUST SHARES OF BENEFICIAL INTEREST (XLK)

The investment seeks to provide investment results that correspond generally to the performance, before fees and expenses, of publicly traded equities of companies in the technology economic sector. The Fund typically invests at least 95% of assets in companies of the technology sector. The fund’s sector includes companies from the following industries: Internet and IT services, software, computers, peripherals, electronics, semiconductor equipment, and a variety of telecommunication products.

SELECT SECTOR SPDR TRUST SHARES OF BENEFICIAL INTEREST (XLI)

The investment seeks to provide investment results that, before expenses, correspond to the price and yield performance of its benchmark Select Sector Index. The fund will normally invest at least 95% of its total assets in common stocks that comprise the Industrial Select Sector Index. The index includes companies from the following industries: aerospace, defense, building products, construction, engineering, electrical equipment, conglomerates.

STANDARD & POORS DEPOSITARY RECEIPTS UNITS OF UNDIVIDED BENEFICIAL INTEREST (SPY)

The investment seeks to correspond generally to the performance, before fees and expenses, of the S&P 500 Index. SPDR Trust is an exchange-traded fund that holds all of the S&P 500 Index stocks. It is comprised of undivided ownership interests called SPDRs. The fund issues and redeems SPDRs only in multiples of 50,000 SPDRs in exchange for S&P 500 Index stocks and cash.

SPDR GOLD TRUST (GLD)

streetTRACKS Gold Trust is an investment trust whose shares strive to reflect the performance of the price of gold bullion, less the Trust’s expenses. The Trust holds gold, and is expected to issue baskets in exchange for deposits of gold, and to distribute gold in connection with redemptions of baskets. The gold held by the trust will only be sold on an as-needed basis to pay trust expenses, in the event the Trust terminates and liquidates its assets, or as otherwise required by law or regulation. The Trust is not managed like an active investment vehicle, and it's not registered as an investment company under the Investment Company Act of 1940.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) S&P 500 INDEX FUND (IVV)

The investment seeks investment results that correspond closely to the performance, before fees and expenses, of the S&P 500 Index. The fund invests at least 90% of assets in S&P 500 Index securities. It uses a passive indexing approach that does not judge the investment merits of particular securities through economic, financial or market analysis. The fund may hold up to 10% of non-S&P assets, including futures contracts, options, cash and cash equivalents.

POWERSHARES DB COMMODITY INDEX TRACKING FUND (DBC)

The investment seeks to reflect the performance of the Deutsche Bank Liquid Commodity index. The fund will pursue its investment objective by investing in a portfolio of exchange-traded futures on the commodities comprising the index, or the index commodities. The index commodities are light, sweet crude oil, heating oil, aluminum, gold, corn and wheat. The index is composed of notional amounts of each of the index commodities. The notional amounts of each index commodity are broadly in proportion to historical levels of the world’s production and supply.

STANDARD & POORS MIDCAP 400 DEPOSITARY RECEIPTS UNITS OF UNDIVIDED BENEFICIAL INTEREST (MDY)

MidCap SPDR Trust seeks to provide investment results that generally correspond to the performance of the S&P MidCap 400 Index. The fund holds all of the S&P stocks in the MidCap 400 Index. The fund is a unit investment trust that consists of individual ownership interest units called SPDRs in the MidCap SPDR trust. The fund issues and redeems MidCap SPDRs only in multiples of 25,000 in exchange for S&P MidCap 400 Index stocks and cash.

PROSHARES ULTRASHORT S&P500 (SDS)

The investment seeks daily investment results, before fees and expenses, which correspond to the inverse of the daily performance of the S&P 500 index. The fund normally invests 80% of assets to financial instruments with economic characteristics that should be inverse to those of the index. It may employ leveraged investment techniques in seeking its investment objective. It is nondiversified.

ISHARES SILVER TRUST ETF (SLV)

The objective of the investment is to reflect the price of silver owned by the trust less the trust's expenses and liabilities. The fund is intended to constitute a simple and cost-effective means of making an investment similar to an investment in silver. Although the fund is not the exact equivalent of an investment in silver, they provide investors with an alternative that allows a level of participation in the silver market through the securities market.

POWERSHARES EXCHANGE-TRADED FUND TRUST POWERSHARES DB US DOLLAR INDEX BULLISH FUND ETF (UUP)

The investment seeks to track the price and yield performance, before fees and expenses, of the Deutsche Bank Long US Dollar Futures index. The index is comprised solely of long futures contracts. The futures contract is designed to replicate the performance of being long the US Dollar against the Euro, Japanese Yen, British Pound, Canadian Dollar, Swedish Krona and Swiss Franc.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) RUSSELL 1000 VALUE INDEX FUND (IWD)

The investment seeks investment results that correspond generally to the price and yield performance of the Russell 1000 Value Index. The fund invests at least 90% of assets in the securities of the underlying index.The fund uses a replication strategy in order to track the Russell 1000 Value Index, which measures the performance of the large-capitalization sector of the US equity market. It invests in those Russell 1000 Index companies with lower price-to-book ratios and lower forecasted growth.

PROSHARES ULTRA QQQ (QLD)

The investment seeks daily investment results, before fees and expenses, that correspond to twice the daily performance of the NASDAQ 100 Index. The fund invests in equity securities and/or financial instruments (including derivatives) that have similar daily price return characteristics as twice the daily return of the NASDAQ 100 Index. It may employ leveraged investment techniques to achieve the objective. The fund is nondiversified.

UNITED STATES NATURAL GAS FUND LP UNITED STATES NATURAL GAS FUND LP ETF (UNG)

The investment seeks to replicate the performance, net of expenses, of natural gas. The trust will invest in futures contracts on natural gas traded on the NYMEX that is the near month contract to expire. It is nondiversified.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) RUSSELL 2000 INDEX FUND (IWM)

The investment seeks investment results that correspond generally to the price and yield performance of the Russell 2000 Index. The fund invests at least 90% of assets in the securities of the underlying index.The fund uses a representative sampling strategy in order to track the Russell 2000 Index, which measures the performance of the small-capitalization sector of the US equity broad market. It invests in approximately 2000 of the smallest capitalization-weighted companies in the Russell 3000 Index.

PROSHARES ULTRASHORT RUSSELL2000 (TWM)

The investment seeks daily investment results, before fees and expenses, which correspond to the inverse of the daily performance of the Russell 2000 index. The fund normally invests 80% of assets to financial instruments with economic characteristics that should be inverse to those of the index. It may employ leveraged investment techniques in seeking its investment objective. The fund is nondiversified.

MERRILL LYNCH & CO INC SEMICONDUCTORS HOLDRS TRUST (SMH)

The investment to diversify your investment in the semiconductor industry through a single, exchange-listed instrument representing your undivided beneficial ownership of the underlying securities. The trust holds shares of common stock issued by specified companies that, when initially selected, were involved in the semiconductor business. Except when a reconstitution event, distribution of securities by an underlying issuer or other event occurs, the group of companies will not change. There are currently 20 companies included in the Semiconductor HOLDRS.

ISHARES COMEX GOLD TRUST ISHARES COMEX GOLD TRUST (IAU)

The objective of the trust is for the value of its shares to reflect, at any given time, the price of gold owned by the trust at that time, less the trust's expenses and liabilities. The trust is not actively managed. It receives gold deposited with it in exchange for the creation of baskets of iShares, sells gold as necessary to cover the trust's liabilities, and delivers gold in exchange for baskets of iShares surrendered to it for redemption. The trust is not an investment company registered under the Investment Company Act of 1940 or a commodity pool for purposes of the Commodity Exchange Act.

ISHARES TRUST (BARCLAYS GLOBAL INVESTORS) RUSSELL 1000 GROWTH INDEX FUND (IWF)

The investment seeks investment results that correspond generally to the price and yield performance of the Russell 1000 Growth Index. The fund invests at least 90% of assets in the securities of the underlying index.The fund uses a replication strategy in order to track the Russell 1000 Growth Index, which measures the performance of the large-capitalization sector of the US equity market. It invests in those Russell 1000 Index companies with higher price-to-book ratios and higher forecasted growth.The fund is nondiversified.

MERRILL LYNCH & CO INC OIL SERVICE HOLDRS - TRUST TERMINATES DECEMBER 31 2041 (OIH)

The investment seeks to diversify your investments in the oil service industry through a single, exchange-listed instrument representing your undivided beneficial ownership of the underlying securities. The investment holds shares of common stock issued by specified companies that, when initially selected, were involved in the oil service industry. Except when a reconstitution event, distribution of securities by an underlying issuer or other event occurs, the group of companies will not change. There are currently 18 companies included in the investment.

HEALTHCARE SELECT SECTOR SPDR FUND (XLV)

The investment seeks to provide investment results that, before expenses, correspond to the price and yield performance of the Health Care Select Sector Index. The fund will normally invest at least 95% of its total assets in common stocks that comprise the Select Sector Index. The Health Care Select Sector Index includes companies from the following industries: health care equipment and supplies, health care providers and services, biotechnology and pharmaceuticals.

UNITED STATES OIL FUND LP ETF (USO)

The investment seeks to reflect the performance, less expenses, of the spot price of West Texas Intermediate (WTI) light, sweet crude oil. The fund will invest in futures contracts for WTI light, sweet crude oil, other types of crude oil, heating oil, gasoline, natural gas and other petroleum based-fuels that are traded on exchanges. It may also invest in other oil interests such as cash-settled options on oil futures contracts, forward contracts for oil, and OTC transactions that are based on the price of oil. The fund is nondiversified.

ISHARES TRUST ISHARES BARCLAYS 20 YEAR TREASURY BOND FUND (TLT)

The investment seeks results that correspond generally to the price and yield performance of the long-term sector of the United States Treasury market. This fund generally invests at least 90% of assets in the bonds of the underlying index and at least 95% of assets in U.S. Government bonds. It may also invest up to 10% of assets in U.S. Government bonds not included in the underlying index.

SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST (DIA)

The investment seeks to provide investment results that, before expenses, generally correspond to the price and yield performance of the Dow Jones Industrial Average (DJIA). The Trust holds the Portfolio and cash, and is not actively "managed" by traditional methods. To maintain the correspondence between the composition and weightings of stocks held by the Trust and component stocks of the DJIA, the Trustee adjusts the portfolio from time to time to conform to periodic changes in the identity and/or relative weightings of index securities, typically within three business days before or after the day on which such changes are scheduled to take effect.